From Financial Advisor IQ
Added on April 2016 in Form an RIA
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Summary: Sen. Elizabeth Warren, D-Mass., says that Lincoln National, Jackson National Life Insurance Company, Transamerica and Prudential Financial may have broken securities laws in their comments about the coming fiduciary rule from the Department of Labor, ThinkProgress writes.
From Financial Advisor IQ
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Summary: The advantages of owning an independent financial-advice firm — like more freedom and a shot at more money — don’t always extend to marketing.
From Financial Advisor IQ
Added on April 2016 in Join an RIA
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Summary: Advisors set on leaving their firms but unsure whether to start their own practice or join an existing RIA need to answer just three questions to determine their optimal choice, writes Norb Vonnegut, a former advisor, in the Wall Street Journal.
From Think Advisor
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Summary: All firms, even smaller financial advisory firms, must make an effort to hire and promote people who reflect the greater community. Without a conscious effort to introduce new leadership views, we risk being close-minded to both needs and opportunities. We also deprive ourselves of the chance to be the employer of choice in our markets.
From IRIS
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Summary: The more challenging task is figuring out how to create a successful blog that people actually read and how to make an existing blog more efficient in terms of converting leads into sales.
