From Business Insider
1 visitor like this article | Viewed 4593 times | 0 comment
Summary: When I was first promoted to a leadership position, I was so proud and yet so unprepared. Leadership is a people business, and emotional intelligence is becoming more and more important.
From InvestmentNews
1 visitor like this article | Viewed 4024 times | 0 comment
Summary: When investment advisers who are sole proprietors die unexpectedly without a continuity plan in place, the firms where they house client assets react rapidly.
From InvestmentNews
Added on August 2015 in Form an RIA
1 visitor like this article | Viewed 4214 times | 0 comment
Summary: As larger teams move into the registered investment adviser channel, the major custodians are getting more creative and adding some sweeteners to entice big breakaway outfits.
From Wealth Management
1 visitor like this article | Viewed 4219 times | 0 comment
Summary: Fraudulent emails from hackers used to be obvious, full of misspellings and bad grammar. Now cyber crooks are even sounding like their victims as they try to trick financial advisers into wiring money from clients' accounts.
From InvestmentNews
Added on August 2015 in M&A Issues
1 visitor like this article | Viewed 4548 times | 0 comment
Summary: In the latest deal between billion-dollar-plus registered investment advisers, Bronfman E.L. Rothschild said Tuesday it had acquired Highline Wealth Management, creating a combined $3.6 billion firm.
