From InvestmentNews
0 visitor like this article | Viewed 2641 times | 0 comment
Summary: The COVID-19 pandemic is sending shock waves through the global financial markets, but veteran financial advisers can look back over previous crises to offer the kind of perspective that investors and even other advisers are searching for.
From wealthmanagement.com
Added on March 2020 in Form an RIA
0 visitor like this article | Viewed 3226 times | 0 comment
Summary: In 2016, the Securities and Exchange Commission proposed a rule that would require investment advisors to put business continuity and transition plans in place. But the rule was never finalized.
From ThinkAdvisor
0 visitor like this article | Viewed 2941 times | 0 comment
Summary: Advisors with offices in the novel coronavirus epicenters of New Rochelle, New York, and Seattle, Washington, have been helping to ease the minds of concerned clients while managing to deal with the current crisis in much the same way that many other American businesses are dealing with the situation: by shifting to more remote work, according to advisors ThinkAdvisor polled in both cities.
From InvestmentNews
0 visitor like this article | Viewed 2633 times | 0 comment
Summary: With the Centers for Disease Control and Prevention advising on Sunday that no gatherings with 50 people or more be held for the next two months due to the COVID-19 virus, the financial advice industry went back to work on Monday with a broadly different travel calendar.
From InvestmentNews
Added on March 2020 in Form an RIA
0 visitor like this article | Viewed 3083 times | 0 comment
Summary: The Securities and Exchange Commission announced Friday night it is extending the deadline for filing registration paperwork for investment advisers who have been affected by COVID-19.
