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When Do You Work?

From WealthManagement.com
Added on May 2015 in Manage Your Practice
1 visitor like this article | Viewed 5376 times | 0 comment

Summary: Those working in business and finance industries rarely put in official time outside the conventional work hours, according to NPR’s interactive graph that utilizes data from the American Time Use Survey to track how people spend their days. The data shows the financial and business industries have one of the highest concentrations of employees working between 9 a.m. and 5 p.m., with a significant portion taking the lunch hour very seriously

Why you need to think like a technology company

From Investment News
Added on May 2015 in Plan for the Future
1 visitor like this article | Viewed 4868 times | 0 comment

Summary: It is not uncommon to hear established advisers discussing the use of technology to attract the next generation of clients and younger advisers to their firms. Some have also discovered that today's successful advisers have a great opportunity to harness technology for the wave of retiring baby boomers. Some advisers want to use technology to grow; others, to improve. Some want it all.

FINRA Needs Next Gen Talent Too

From WealthManagement.com
Added on May 2015 in Join an RIA
0 visitor like this article | Viewed 4768 times | 0 comment

Summary: So far, industry efforts to attract young advisors to the profession have been fragmented and slow-going. But the industry’s regulator is having its own problems recruiting next generation talent. 

SEC might require more disclosure about SMAs and social media

From InvestmentNews
Added on May 2015 in Form an RIA
1 visitor like this article | Viewed 4613 times | 0 comment

Summary: The Securities and Exchange Commission on Wednesday unanimously proposed a rule that would require investment advisers to disclose more information about their use of separately managed accounts and their social media activities.

Top Risks Faced By Solo-Advisor Practices

From Financial Advisor IQ
Added on May 2015 in Manage Your Practice
2 visitors like this article | Viewed 5002 times | 0 comment

Summary: Despite the attention given to the fiduciary standard and robo-advisors, there remains another trend that has not been as widely covered but is changing wealth management: the demise of sole-practitioner advisors.

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