From ByAllAccounts
1 visitor like this article | Viewed 3937 times | 0 comment
Summary: When I look back over his past year I see a huge shift in all of business, especially in financial advising and consulting, on being more authentic. Professionally and personally -and I believe it’s going to be big.
From wealthmanagement.com
1 visitor like this article | Viewed 3633 times | 0 comment
Summary:Put simply, professional knowledge – which exists broadly – is far from the sole deciding factor for many clients when they choose their financial advisor, or in determining their satisfaction level with the advisor relationship. More often than not, personal likability and trustworthiness rate much higher than professional knowledge alone.
From Financial Planning
Added on January 2015 in M&A Issues
1 visitor like this article | Viewed 3954 times | 0 comment
Summary: Propelled by breakaway brokers, interest from banks and wealth management success, the growth forecast for advisory firms this year is robust, according to one of the industry's leading investment bankers.
From Financial Advisor IQ
0 visitor like this article | Viewed 3549 times | 0 comment
Summary: You’re smart, and you do what’s best for your clients. So you didn’t wait to find a successor. You got on the ball and found one, a promising younger FA. Now she’s installed at your firm and learning what it takes to be boss.
From Financial Advisor Magazine
Added on January 2015 in Form an RIA
1 visitor like this article | Viewed 4371 times | 0 comment
Summary: In a joint letter to the Finra Dispute Resolution Task Force sent Wednesday, the groups asked the task force to release information gathered in mandated arbitration disputes and information about the dispute process. The arbitration hearings are frequently the result of complaints filed by investors against advisors, brokers, advisory firms or broker-dealer firms.
