From Think Advisor
1 visitor like this article | Viewed 4576 times | 0 comment
Summary: Financial advisors needn’t fear the ravages of disruptive technology. They can grab the bull by the horns and ride it themselves. That may be the overriding message of experts in advisor technology, including Spencer Segal and Eric Poirier, speaking at MarketCounsel’s annual conference in Las Vegas on Wednesday
From Think Advisor
Added on December 2014 in Form an RIA
1 visitor like this article | Viewed 4479 times | 0 comment
Summary: The SEC’s examinations of independent advisors have become as rare as they are dreaded, thus adding potentially unfair pressure to the few who are scrutinized while disserving the public by letting most advisors go unaudited.
From Think Advisor
1 visitor like this article | Viewed 3803 times | 0 comment
Summary: Can U.S. investors obtain justice? The discouraging answer is that if you’re a billionaire prepared to give up five years of your life waging a full-court defense, then justice might eventually prevail.
From Financial Advisor IQ
Added on December 2014 in Join an RIA
1 visitor like this article | Viewed 5067 times | 0 comment
Summary: If the movement of wealth-management assets to the RIA channel is akin to a gold rush, New York-based Dynasty Financial Partners wants to be its Levi Strauss — a company that got rich selling supplies to miners instead of staking its own claims.
From Financial Planning
2 visitors like this article | Viewed 4134 times | 0 comment
Summary: Each advisory practice is unique — you may have different strategic initiatives that are higher up on your list than the ones noted here. That said, I believe these five tactics could give you a competitive advantage, and help you win plenty of ideal new business in 2015.
