From Financial Planning
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Summary:Prior to this change, client data was updated by taking statements and keying them into the portfolio accounting system. At the end of each quarter, statements were stacked thick and the data entry sprint began so that client reporting and billing could be completed.
From InvestmentNews
Added on March 2018 in Form an RIA
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Summary: As might be expected, brokers are not especially keen on securities firms leaving the broker protocol, but a new survey from Fidelity finds that firms opting out of the protocol are not likely to prevent reps from leaving.
From WealthManagement.com
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Summary: [Podcast] Wealth planning is an increasingly complex endeavor, and no advisor is an island. Assembling the right team of professionals and support staff to best serve the oft-disparate needs of your clients is essential to success. In this week’s episode, Craig and Patrick discuss how to identify and secure team members that are right for your firm.
From WealthManagement.com
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Summary: A look at what modern-day pirates view as valuable resources to mine from your website. A cyberattack can target any firm, no matter the size.
From SEI
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Summary: As I think about Fred’s story, there are lessons for any advisory business — things you can do today to help build your business, grow your referrals, and even close some prospects. Ask yourself:
